Carceral moderation and the Janus face of international pressure
41
indirectly generate financial costs to a non-compliant state [18]. Even criticism levied
by non-governmental bodies, which has been found to have a closer association with
improved human rights outcomes than that issued by intergovernmental organisations,
has proven to be of uneven effectiveness [20], contributing to improved human rights
outcomes in autocracies but with no effect or even a worsening of outcomes in
democracies and hybrid regimes [21].
A different influential line of argument privileges the domestic arena, focusing
on the notion of national institutional capacity as the primary determinant of
compliance with international human rights rules and norms. Studies have found
national compliance to be positively correlated with stronger and more efficient
national bureaucracies, although no association has been found between levels of
compliance and levels of national economic development (see, e.g., [10, 11, 22,
23]). At the same time, the thesis that non-compliance is often inadvertent and
conditioned by a state’s ability to implement pertinent rules and norms [23] has
chimed with the rise of ‘co-operative’ approaches to compliance within Europe,
which have seen political and policy elites advocating technical assistance and
supportive language – rather than naming and shaming – as the most appropriate
means of dealing with non-compliance [4]. Interpreted in this way, however, the
privileging of domestic capacity as an explanans of differential compliance has
given rise to concerns that states which do not comply are thereby effectively
exculpated, when – as human rights NGOs have pointed out – violations are often
the outcome of deliberate state policy, rather than of a state’s failure to act or lack
of capacity to protect (ibid.).
Others have pointed to a wider array of factors that determine domestic capacity to
comply with international rules and norms, from the openness of political decisionmaking to external influence ([24]; see also [25]), to the health of national finances, to
the broader socio-political culture in the country and levels of awareness and education
amongst those who would be rule and norm promoters (e.g., NGO activists, lawyers
and prosecutors; see further [26]). Indeed, it is striking that even in Europe – a region
where human rights have been described as having become ‘embedded in the politicocultural ideal’ [27], and which enjoys relatively strong institutional capacities across its
membership – member-states have tended to comply only partially with adverse
ECtHR rulings against them, typically treating their human rights compliance obligations ‘like choices on a menu’ [11].
In sum, three basic arguments can be distilled from the above review to explain the
ineffectiveness of international pressures in promoting national compliance with human
rights rules and norms. First, states may have signed up to the international regime but
have performed insufficiently due to various ‘capacity’ limitations in the domestic
arena. Secondly, resistance by non-compliant states may be explained instead by
reference to the fact that the social and material costs imposed by international actors
have been inadequate to overcome the inertia or incentives behind non-compliance.
Thirdly, the resistance of non-compliant states to international pressure may be
accounted for by the existence of a powerful international counter-regime that serves
to undermine the potency of the international human rights regime itself. In what
follows, we explore these arguments in the context of Greece, with particular reference
to Greece’s longstanding failure to comply with the ECHR in the fields of imprisonment and immigrant detention.